Recruiting, Training and Maintaining a Quality AML Team

Duration: 90 Minutes
The webinar helps attendees to depart with some real world tools to get a compliance team to work in a cohesive and well oiled fashion. As nice as this sound - it is not always easy. Functions are done in compartmentalized units, information is not shared and often the action items are to pass an issue on to another department. Much like shifting the direction of a river without actually doing anything. The presentation also examines the design of compliance and the underlying philosophy of why a compliance department is a vital organ in ALL enterprises.
AML Compliance Training
Instructor: Burke Files
Product ID: 505876
Objectives of the Presentation
  • Understand why compliance is a vital organ of ALL enterprises
  • Get compliance to fit like a tailored suit not a straight jacket
  • Training front-line workers, operations and board of directors will achieve effective process implementation
  • Incorporating training techniques that are adaptable to the various learning styles of adult learners is a must
  • Analyzing increasing regulator expectations for training programs
  • Developing simple and effective testing of training for effectiveness
Why Should you Attend
Major fines, penalties and heightened scrutiny have created an increased demand for quality staff and jolted financial institutions into a battle to ensure compliance departments are properly trained at all times. Good design of a compliance function will help eliminate most common errors. Proper training ensures employees are kept up to date with increasingly strict and complex regulatory systems around the world, as well as general awareness of heightened AML risks. Join this webinar for best practices and practical advice that can provide immediate benefits for your compliance program and financial institution.

Areas Covered
  • What is the function of compliance
  • How compliance works best and how it fails
  • Finding a good compliance professional - Tigers, not slugs
  • Empowering your teams members
  • Avoid fatal flaws in compliance
  • Outlining and drafting a compliance manual
  • Proper compliance writing and reporting
  • The future of compliance auditing, letters of concern and fines
Who will Benefit
  • Banking Managers
  • All Compliance Professionals
  • AML Consultants
  • Compliance auditing professionals
  • Those at the Board level in charge of Governance
Topic Background
The presentation is one from experience not academia and seeing what works very well and describing events and designs that almost always fail and cost too much to administer. This is a real experience - not book learning.
$300
Recorded Session for one participant
Get life time access with download option!
Book This Course
  $450.00 Training CD
Free shipment within 7 Working Days, from the date of webinar completion. Get life time access for unlimited participants.
  $550.00 Flash Drive
Free shipment within 7 Working Days, from the date of webinar completion. Get life time access for unlimited participants.
For multiple location please contact our customer care team +1-510-857-5896.
Do you want to Host
this webinar at your Organization!
Call us at +1-510-857-5896
Email us at webinar@onlinecompliancepanel.com
Minimum 10 attendees
How it works
Live Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • The webinar joining link, username and password for joining the webinar will be updated on your OCP Account 24 hours prior to the webinar
  • Presentation handouts in Downloadable PDF format will be updated on your OCP Account 24 hours prior to the live session
  • Login to the audio conference on the scheduled date and time
  • Get answers to your queries through interactive Q&A sessions via chat at the end of the session
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account 24 hours after the completion of the session
  • Please let us know your thoughts and views at the end of the webinar, your valuable feedback will help us improve
Recorded Session - How it works
  • Login to onlinecompliancepanel with your registered username and password https://www.onlinecompliancepanel.com/login
  • Upon purchase of the recorded session a link will be updated on your OCP Account within 24 hours
  • Please click on the link to access the Recorded Session
  • Presentation handouts in downloadable PDF format will be updated on your OCP Account within 24 hours of the purchase of the product
  • Download the Certificate of Attendance and Purchase Invoice from your OCP Account after 48 hours of the product Purchase
  • Please share your valuable Feedback at the end of the session
Instructor Profile:
Mr. Files is a widely recognized expert in the area of financial investigations and due diligence. He has authored numerous articles as well as books on the subject. He has been presenting and sharing his knowledge and has done so with delegates in over 30 countries.

As a financial industry insider, Mr. Files is keenly aware of the type and accuracy of the information required to make informed and timely decisions. Mr. Files has managed due diligence and financial investigations ranging in size from ten of thousands of dollars to over $20 billion. Mr. Files is an international expert on due diligence and is regularly sought out for the most difficult projects and cases. Mr. Files is at the forefront of both understanding and utilizing the new currency of due diligence.

Financial Examinations & Evaluations, Inc., founded by Mr. Files in 1991 has grown to be one of the most respected independent financial investigation firms. Mr. Files and his firm conduct investigations in the United States, Eastern Europe, Central and South America and China.

Before founding FE&E, Inc. Mr. Files was a partner in a regional consulting firm specializing in business, financial and securities consulting. He also served as the Director of Corporate Finance for an investment banking company. Additionally, Mr. Files was a commodities specialist for Oppenheimer/Rouse.

Mr. Files has written extensively and been quoted in many publications. Many times he is the quoted source for articles regarding financial investigation and due diligence. Among the publications in which he has been quoted are: Chief Executive Officer, Wall Street Journal, The Guardian, European Business, The Independent, and CBS news, The Financial Times, New York Post, Wall Street Journal and more.
View More