5 Webinars covering BSA/AML Audit Best Practices, Risk Management

The United States Congress passed the Bank Secrecy Act (BSA) in 1970. Bank Secrecy Act requires U.S. financial institutions to collaborate with the U.S. government in cases of suspected money laundering and fraud. Financial institutions are required to be compliant with BSA rules and regulations. A comprehensive and compliant BSA/AML program helps a financial institution to conduct risk assessments in order to identify BSA/AML risks that could impact the financial institution and implement controls to mitigate these identified risks.
Instructor: Dr. Gina J. Lowdermilk
Product ID: PACK70028

CD/Recorded-How It Works:

  • Webinar CD/Recorded will have a series of modules. Our experts have delivered the modules using PowerPoint Presentations
  • Webinar Recording Link or CDs are licensed to be used multiple times at any location with multiple attendants
  • Get unlimited access for Recorded links
  • Free shipment of CDs within 72 hours from the date of purchase
  • Reference materials for Webinar Recording Link/CDs will be mailed to your registered e-mail id

Webinar Topics:

Who will benefit?

  • BSA Officers
  • Internal Auditors
  • BSA and AML department staff
  • Beginner AML/BSA Personnel
  • BSA/AML Auditors
  • Frontline Personnel
  • Board Members
  • MSB Personnel

Webinars included in the Package:

BSA Audit Best Practices (Duration: 60 Minutes)

This course will provide information to help individuals determine if the BSA Audit functions are being performed adequately and effectively. Financial institutions are required to be compliant with BSA rules and regulations. Having a comprehensive and compliant BSA/AML program helps a financial institution to conduct periodic BSA and AML audits.

Objectives of the Presentation:

BSA/AML Audits best practices.

BSA and Privately Owned ATMs' Risk (Duration: 60 minutes)

This course will provide information to help individuals determine if the risk associated with Privately Owned ATMs is properly evaluated and considered. Financial institutions are required to be compliant with BSA rules and regulations. Having a comprehensive and compliant BSA/AML program helps a financial institution to properly identify customers, who have privately owned ATMs and assess risk accordingly for them.

Objectives of the Presentation:

Risks associated with Privately Owned ATMs.

BSA and AML Risk Assessments - Performing them Correctly (Duration: 60 minutes)

This course will provide information to help individuals determine if the BSA/AML Risk Assessments are being conducted correctly. Financial institutions need to ensure that they are conducting risk assessments appropriately in order to be effective and compliant with the BSA/AML laws and regulations.

Objectives of the Presentation:

Evaluations of current BSA/AML Risk Assessments.

Bank Secrecy Act and Audit Best Practices (Duration: 60 minutes)

This webinar will provide an overview of Audit Best Practices for performing BSA/AML Audits that support AML rules and regulations. BSA/AML continues to be a pertinent area for regulators and examiners, as the level of money laundering and terrorist activities are on the rise. This webinar will review the required elements for auditing and performing BSA audits.

Objectives of the Presentation:

The key objectives of the presentation are as follows: This webinar will cover areas including BSA/AML Policies and procedures, BSA training, BSA Independent Audit, Due Diligence and Monitoring, Documentation.

Pivot Tables: Handling BSA/AML Requirements when doing Business with Marijuana Customers (Duration: 60 minutes)

This webinar is intended to provide information and guidance to assist financial institution in building relationships while maintaining compliance. Doing business with marijuana based business and remaining compliant with BSA/AML rules and regulations has become an increasing concern for financial institutions as more states legalize marijuana.

Objectives of the Presentation:

This webinar coves areas including, BSA/AML implication for marijuana businesses, challenges of doing business with marijuana business customers, government guidance, BSA Program oversight of marijuana customers.

Instructor Profile:

Dr. Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been on working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work with small community banks to large international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

Regular Price:$2750.00 Discount Price:$1650.00
You Save: $1100.00(40%)
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Recorded Session

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