Daniel Clark
SVP General Auditor, Washington Trust Bank
Daniel Clark has over 25 years of experience in risk management and auditing. He has served in many senior auditing/risk roles culminating as chief auditor for midsize and large regional and global financial organizations. Mr. Clark has in-depth knowledge on how to integrate diverse processes into a seamless risk based audit approach that keeps audit on the cutting edge of development and value impact. His insights into the audit and risk world translate into meaningful guidance through a communication style that is fun, animated, and very participative. Mr. Clark has trained auditors and other business leaders for over five years.
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Recorded Webinar
Auditing Systems Software Applications
With the proliferation of systems, software and applications there are a large number of risks that need to be identified, understood and managed. More than just user access and expected management controls, applications provide a large number of opportunities for risk. This webinar will help auditors and risk managers better understand those risks. Discussion will include risks and controls as well as provide management insights into best practices in this area.
Recorded Session Get life time access for one participant with download option!

Identifying and Managing Emerging Operational Risks
This webinar reviews the different definitions behind the concept of emerging risks, the different types of operational risks impacting firms today. Then, the webinar moves on to the principles of monitoring and mitigating some of these emerging risks, highlighting useful principles of risk identification and risk management. More importantly, the session will focus on process disciplines that can be adapted to ensure the organization is aware of, reacting timely to and monitoring the management of operational risks throughout the risk life cycle. As a final point, this session will also highlight responsibilities for the Board of Directors and Senior Managers in this ever important area.Finally, this interactive webinar opens for a questions and answers sessions with the presenter, Daniel A. Clark.
Recorded Session Get life time access for one participant with download option!

Creating and Implementing an Agile Risk Based Audit Process
This webinar provides the participant with a step by step guideline for converting a traditional audit shop into the expected risk based audit organization. Because of the layered approach to the presentation, even those audit shops that wish to retain some of the successful practices of the past can accommodate the future by layering in pieces of the agile risk based process thereby tailoring their own shops to more effectively meet the needs of their organization. COSO and regulators, as well as the IIA are all focused on helping auditors become more flexible and risk based.
Recorded Session Get life time access for one participant with download option!

BCBS 239 - Principles of Effective Risk Data Aggregation and Risk Reporting
Risk management is a key component of every banking governance framework. This webinar discusses the BCBS 239 standard. The instructor will discuss the critical risk-data aggregation capabilities and internal risk-reporting practices (the Principles) to enhance risk management and decision-making processes at banks.
Recorded Session Get life time access for one participant with download option!

Using Data Analytics to Change a Business Model
Utilizing case study participants will learn the practical adaptation of data analytics in real time. Red Fern Trust Company has strategic goals for growth but has been revenue stagnant for three years. A team is assigned to determine if the business can meet the new strategic directions and what is required to do so. By using data analytics, the team shows management how the strategic plan must change in order to achieve goals. This webinar takes auditing or risk analysis to the next level and helps each individual near the goal of a trusted advisor.
Recorded Session Get life time access for one participant with download option!

Audit 2020: A New Approach That Enhances Audit Reporting
The audit and risk industry has long struggled to find ways of communicating issues and concerns that are helpful and constructive. The Comparative Effectiveness Matrix does just that. No longer are we tied to old school reporting techniques but can introduce a more holistic and robust process. Use of the matrix highlights what issues are, what it means to the organization from a holistic perspective and then provides an immediate road for those that wish to improve control effectiveness. A great tool for elevating issues, mapping progress in overall compliance and it's wonderful easy to use format for board and senior management reporting.
Recorded Session Get life time access for one participant with download option!

Secrets to Successful Audit Issue Reporting
Constructing Powerful Audit Issues focuses on the construction of the written argument. By understanding the different approaches to gathering and aggregating data, analysis and results from conversations and tests, the writer becomes the vehicle of communication for senior management. This webinar provides clear guidance on how to translate information into influential and thoughtful issues that show depth of understanding and balance between process and risk. If anyone struggles with getting management to pay attention to their concerns then this Webinar is the one for you.
Recorded Session Get life time access for one participant with download option!

Auditors Role in CECL Compliance
In this webinar participants will learn what Internal Audit can or cannot do and how the internal auditors can assist in ensuring that CECL processes are robust and complaint with regulator expectations. Attendees will also learn the best ways to leverage an internal audit department as the organization becomes CECL compliant.
Recorded Session Get life time access for one participant with download option!

Writing Techniques for Auditors and Risk Management Professionals
Writing techniques for Auditors and Risk Management professionals focuses on the construction of the writing argument. By understanding the different approaches to gathering and aggregating data, analysis and results from conversations and tests, the writer becomes the vehicle of communication for senior management. This webinar provides clear guidance on how to translate information into influential thought presented in reports, memos, or whitepapers.
Recorded Session Get life time access for one participant with download option!

BCBS 239 Principles of Effective Risk Data Aggregation and Risk Reporting
COSO continues to provide guidance and establish standards for performance in risk related processes. BCBS 239 is the latest in a series of instructions which focuses on risk data aggregation. This webinar will include discussions on the risk data aggregation capabilities and internal risk-reporting practices (the Principles) that enhance risk management and decision making processes at financial institutions.
Recorded Session Get life time access for one participant with download option!

Ever Present Need for Third Party Vendor Management
This webinar explores the components of third party service provider risk and answers the question why are we so interested in this aspect of risk management. Developing a common understanding and definition of third party service provider risks, the participant will form a comprehensive base upon which meaningful review and interaction with senior management can occur. The session introduces a holistic way of looking at risks associated with third party service providers so that Boards of Directors, Senior Managers and other organizational leaders will develop and demonstrate thoughtful process behind this meaningful and valid way of competing in today's business world.
Recorded Session Get life time access for one participant with download option!

Creating and Implementing an Agile Risk Based Audit Process
This webinar provides the participant with a step by step guideline for converting a traditional audit shop into the expected risk based audit organization. Because of the layered approach to the presentation, even those audit shops that wish to retain some of the successful practices of the past can accommodate the future by layering in pieces of the agile risk based process thereby tailoring their own shops to more effectively meet the needs of their organization. COSO and regulators, as well as the IIA are all focused on helping auditors become more flexible and risk based.
Recorded Session Get life time access for one participant with download option!

2017: An Evolving Landscape for Third Party Risk Management
This webinar explores the components of third party service provider risk. Developing a common understanding and definition of third party service provider risks, the participant will form a comprehensive base upon which meaningful review and interaction with senior management can occur. The session introduces a holistic way of looking at risks associated with third party service providers so that Boards of Directors, Senior Managers and other organizational leaders will develop and demonstrate thoughtful process behind this meaningful and valid way of competing in today's business world.
Recorded Session Get life time access for one participant with download option!

Identifying and Managing Emerging Operational Risks
This webinar reviews the different definitions behind the concept of emerging risks, the different types of operational risks impacting firms today. Then, the webinar moves on to the principles of monitoring and mitigating some of these emerging risks, highlighting useful principles of risk identification and risk management. More importantly, the session will focus on process disciplines that can be adapted to ensure the organization is aware of, reacting timely to and monitoring the management of operational risks throughout the risk life cycle. As a final point, this session will also highlight responsibilities for the Board of Directors and Senior Managers in this ever important area.
Recorded Session Get life time access for one participant with download option!

Recognizing and Managing Strategic Risks
This webinar explores the components of strategic risk. Developing a common understanding and definition of strategic risk helps the participant form a comprehensive base upon which meaningful review and interaction with senior management can occur. The session introduces a new way of looking at organizational strategic risk so that Boards of Directors, Senior Managers and other organizational leaders will develop and demonstrate thoughtful process behind strategic decision making.
Recorded Session Get life time access for one participant with download option!

Audits role in Model Risk Management
Of the many dynamics involved in model risk, internal audit should not get caught up in areas where they can add little value. This webinar provides auditor's guidelines on what is really important for them in this area. The value proposition for auditors is very different than what many may think as being able to assure model risks are known, understood and managed is not an easy task. This webinar helps the auditor navigate the field and arrive at the right contribution level.
Recorded Session Get life time access for one participant with download option!

BCBS 239 - Principles of Effective Risk Data Aggregation and Risk Reporting
Risk management is a key component of every banking governance framework. This webinar discusses the BCSB 239 standard. The instructor will discuss the critical risk-data aggregation capabilities and internal risk-reporting practices (the Principles) to enhance risk management and decision-making processes at banks.
Recorded Session Get life time access for one participant with download option!

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